Volcker Compliance

RENTD (reasonable amount of trades at reasonable time)/ Inventory Calculator; Independent Testing (validate the correct usage of exemptions); Preventive system (filter the prohibited activities and tag permissible trades with the right exempt categories); Decphier covered funds in portfolio.

Data Management

SEC 17a-4, FINRA 3110, GLB Act §6801, SOX - Data Security Compliance; BCBS-239 Risk Aggregation (address silos, manual reports, ownership issues) Consolidated Audit Trail (data vault storage saving, OLTP and RTAP); Big Data Ecosystem (architectural designs, pipes connection).
EASY Qualify for exemptions, ease burden with control automation
Smart Cyber protection, accelerated intelligence, competitive edges
LEARN MORE
BOOK NOW
LEARN MORE BOOK NOW

Market Surveillance

Detect risk events and manipulations (SEC 10b-5, FINRA 2020, MAD II MAR); Trade sequencing, order book replay, scenario analysis, case management; More tolerable to the unsynchronized clocks, fewer false +/-, quicker actions; Real-time defend against gaming of controls and continuous learning.
FAST Curb abuses and prevent unrecoverable losses
LEARN MORE BOOK NOW

Contact Us: (617) 237-6111

P.O. Box 181, Weymouth, MA 02191 Email: info@databoiler.com

Rocket Science?

Similar, except we make it

EASY. We run ultra FAST

and rigorous survellance

checks in the background,

and use PATENT-PENDING

methods to deal with the

4Vs of big data (volume,

variety, velocity, and

veracity). So, you got more

ACCURATE results,

enhanced controls, and

most importantly USEFUL

tools at an affordable cost.

Contact Us:

(617) 237 - 6111

P.O. Box 181, Weymouth, MA 02191 Email: info@databoiler.com

Market Surveillance

Detect risk events and manipulations (SEC 10b-5, FINRA 2020, MAD II MAR); Trade sequencing, order book replay, scenario analysis, case management; More tolerable to the unsynchronized clocks, fewer false +/-, quicker actions; Real-time defend against gaming of controls and continuous learning.
FAST Curb abuses and prevent unrecoverable losses

Volcker Compliance

RENTD (reasonable amount of trades at reasonable time)/ Inventory Calculator; Independent Testing (validate the correct usage of exemptions); Preventive system (filter the prohibited activities and tag permissible trades with the right exempt categories); Decphier covered funds in portfolio.
EASY Qualify for exemptions, ease burden with control automation

Data Management

SEC 17a-4, FINRA 3110, GLB Act §6801, SOX - Data Security Compliance; BCBS-239 Risk Aggregation (address silos, manual reports, ownership issues) Consolidated Audit Trail (data vault storage saving, OLTP and RTAP); Big Data Ecosystem (architectural designs, pipes connection).
Smart Cyber protection, accelerated intelligence, competitive edges

Rocket Science?

Similar, except we make it

EASY. We run ultra FAST and

rigorous survellance checks

in the background, and use

PATENT-PENDING methods

to deal with the 4Vs of big

data (volume, variety,

velocity, and veracity). So, you

got more ACCURATE results,

enhanced controls, and most

importantly USEFUL tools at

an affordable cost.

LEARN MORE LEARN MORE